XJ International Holdings Co., Ltd. XJ International Holdings Co., Ltd. (“XJ”) failed to prepare and submit a report on events that have or may have an impact on the rights and benefits of securities
Bitkub Online Company Limited During September 22, 2024 to February 8, 2025, Bitkub Online Company Limited (''Bitkub'') as a digital asset exchange failed to comply with the rules
SIKARIN PUBLIC COMPANY LIMITED ("SKR") SIKARIN PUBLIC COMPANY LIMITED (“SKR”) a securities issuer, failed to submit the Annual Registration Statement / Annual Report (“Form 56-1 One Report
BBL Asset Management Company Limited From 12 July 2023 to 30 September 2024, BBL Asset Management Company Limited as a mutual fund management company, failed to comply with the rules, conditions and
Company Limited (“BAY”). Being the person responsible for BAY’s operations, she failed to issue orders or omitted to perform her duties as required. This pertains to the case where BAY, acting as the
Asset Management Public Company Limited as a fund management company failed to manage Krung Thai CLMVT Equity Fund (KT-CLMVT) strictly in http://market.sec.or.th/public/idisc/en/Enforce Settlement
with an Inquiry Official Dated 17/09/2019 K.C. Property Public Company Limited K.C. Property Public Company Limited, failed to prepare and submit (1) the reviewed financial statements for Q2/ 2018, and
{G}. The SEC found from the routine inspection that {A} frequently failed to record her clients' derivatives trading orders while {B}, {C}, {D}, and {E} frequently failed to record their clients