Bangkok, December 18, 2013 ? The SEC is seeking public comment on draft amendments to exempt the duty of registered derivatives dealers and derivatives fund managers to conduct the suitability test
Bangkok, October 31, 2013 ? The SEC is seeking public comment on revising the rules to exempt independent directors? requirement of licensed derivatives advisors and authorized financial institutions
Bangkok, October 29, 2013 ? The SEC is seeking public comment on revising the rules to exempt institutional clients of registered derivatives dealers and derivatives fund managers from doing the
; 2. Exemption from Offering Requirements: The issuance of G-Tokens will be exempt from offering requirements, including filing and draft prospectus submission, and the requirement to offer digital
token broker, dealer and advisor license; (2) To exempt digital asset fund manager license for securities companies and asset management companies to allow mutual funds and private funds to invest in
. The SEC is proposing to issue regulations that would exempt social enterprises from filing the application and the registration statement for public offering, provided that their operation complies with
requirement for financial advisor participation in the preparation of the registration statement; 3) Fees: to exempt the filing fee of the registration statement and require only the application fee of
the SEC Office. Clause 5 The following business operators shall be exempt from the duty to prepare and file reports under this Notification in the following criteria and conditions: (1) any business
investment products to the Thai capital market and give more investment choices to investors.” Pursuant to the Fee Exemption Regulations, the application fee of 100,000 baht is exempt for an SRI Fund