, minutes of the shareholders’ meeting, the memorandum of association, and/or application and/or any other actions necessary to comply with instruction of the registrar during the registration process for the
error port without record and evidence of clients? trading orders. Meaunchit admitted that a number of clients had contacted her through mobile. Meaunchit?s actions were deemed trading securities for
and Other Acts of Listed Companies Concerning the Acquisition and Disposition of Assets B.E. 2547, dated October 29, 2004 (as amended) (“Notification on Acquisition or Disposal of Assets”). The highest
Clause 10(3) and (4), as the case may be, the SEC Office shall be empowered to carry out one or more of the following acts instead of, or in addition to, the actions that have been taken: (1) to determine
of Thailand Re: Disclosure of Information and Other Acts of Listed Companies Concerning the Acquisition or Disposal of Assets B.E. 2547 (2004) (collectively the “Announcement of the Acquisition or
unitholders as well as to do all other acts as may be necessary for the completion of liquidation in accordance with the rules, conditions and procedures as specified in the notification of the SEC. The
. Otherwise, the SEC will not consider granting any more extension and will proceed with appropriate actions as deemed necessary. The SEC has therefore instructed SAM to submit the special audit report
deposit cash into client's account. {A} also used client's account to trade securities on her own benefit with a view to obtaining commission. Her actions caused B2-3 million in damages to the client.{A