businesses in the categories of digital asset exchange, broker and dealer. This is to ensure consistency with the rules governing digital asset operators not engaging in securities or derivatives business
and the Derivatives Act, i.e., securities and derivatives business operators in the categories of, e.g., securities brokerage, investment advisory service, securities underwriting, mutual fund
in all categories. Initiated in September 2019, the single form will allow investors to fill in information only once when they open an account to invest in any product in the capital market, for
the Head of the PVD line of work has approved of the entry.The awards are divided into three categories: (1) State Enterprise PVDs, (2) Private Sector PVDs and (3) Asset Management Companies. The first
appropriateness and proportionality to the risks of their business operations. (3) Other matters, including other revisions resulting from the introduction of new risk categories, revision of minimum
categories. This reflects the continued impact of investment scams on the public. In addition, statistics from the SEC Investment Scam Hotline for the first quarter of 2026 show a total of 3,473 reports
Department of Business Development, which includes a review of business categories under List III relating to the capital market and the Thailand Futures Exchange (TFEX), noting that while TFEX currently
marketing policy by adjusting its selling price. Which is divided into sales groups as detailed as follows: Incomes January – June 2017 January – June 2016 Increase(Decrease) Mimmion Baht Percent 1. retailers
According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that during the months of December 2017 – May 2018, two groups of persons engaged
project, auditors will be classified into 2 groups: (I) auditors for companies in capital market and (II) auditors for companies to be listed on SMEs board which will be launched in the future for