upon the SEC Office’s request. I allow and will facilitate the SEC Office’s inspection of audit quality of my own work and audit quality control system of the audit firm, both before and throughout the
electronic forms, did not https://www.sec.or.th/EN/Documents/Auditor/activitiesreport2015.pdf Activity report 2017En Activity report 2017En CAPITAL MARKET FOR ALL INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT
misconduct related to the offences of the investment consultants. Following an inspection report of {X1}, which is licensed to undertake securities business in the category of limited brokerage, dealing and
Business Clause 13 9 Personnel in the capital market business shall be persons who [i] have ability and work experience, [ii] attend training courses or pass the examination of courses provided by the SEC
, [ii] attend training courses or pass the examination of courses provided by the SEC Office or the organizations recognized by the SEC Office and [iii] have scope of duties, as specified in the Tables of
- Testing and Inspection 13.89 13.12 0.77 5.87% 3 Cost of sales and services (442.04) (406.41) 35.63 8.77% Gross Profit 43.73 30.54 13.19 43.21% Other income 3.89 3.28 0.61 18.51% 4 Profit before expenses
) (23.90%) 3 - Construction 343.54 192.48 151.06 78.48% 4 - Testing and Inspection 15.83 16.83 (1.00) (5.94%) 5 Cost of sales and services (494.89) (362.98) 131.91 36.34% Gross Profit 56.52 44.38 12.14 27.35
work experience and [ii] attend training courses or pass the examination of courses provided by the SEC Office or the organizations recognized by the SEC Office, as specified in the tables of
) disclosing the balance sheet, the earnings statement and the auditor’s report for public examination at the offices of the Derivatives Exchange and the Derivatives Clearing House; (2) publishing the balance