already submitted where a number of transactions had no details of either amount or price of securities. From the record, in addition, the client sometimes allowed him to make trading decision and the
procedures as specified in the notification of the Capital Market Supervisory Board by failing to have a sufficient and effective system for executing securities transactions for the mutual fund. SEC Act S
Disclosure Business News ( 10 record(s) found) Date Time Heading Link 20/12/2022 17:02 Approval of connected transactions 09/08/2022 17:03 Approval of Real estate rental transactions for a period not longer
COMPANY LIMITED Disclosure Business News ( 7 record(s) found) Date Time Heading Link 12/05/2022 19:12 Report on Related Party Transactions of the Company and its subsidiaries 15/02/2022 19:41 Disclosure of
COMPANY LIMITED Disclosure Business News ( 12 record(s) found) Date Time Heading Link 09/11/2022 12:38 Entering transactions with connected persons for 2023 19/09/2022 12:42 Establishment of a new
Securities and Exchange Commission No. KorRor. 4/2558 Re: Determination regarding Types of Transactions in Capital Market Allowed to Use Form of Trust (No. 3) _____________________________ By virtue of Section
proposed amendment to repo / reverse repo agreement regulations whereby the eligible asset classes for securities companies to enter into such repo transactions with non-institutional investors would
Establishment and Management of Collective Investment Schemes and Section 59 of the Trust for Transactions in Capital Market Act B. E. 2550 (2007) stipulate that the auditor who affixes signature in the auditor’s
financial advisor (IFA) that the transactions are not reasonable as fair value of AJP share should range between 13.60 ? 14.00 baht per share. Hence, the total value of AJP shares to be issued will exceed the