company, or associate company, the derivatives broker shall receive consent given in writing from the client prior to the foregoing process. The definition of “parent company”, “subsidiary company”, or
with the provisions of the Public Company Act that require the Company to reduce the share capital by cancellation of registered shares that have not been issued prior to increase new share capital
having obtained an approval or deemed to be obtained approval from the Office to use back office service from service provider prior to the effective date of this notification, shall continue to engage
from service provider. Clause 11. Securities company having obtained an approval or deemed to be obtained approval from the Office to use back office service from service provider prior to the effective
prior to this notification become effective, and having the details in mutual fund management scheme contrary to or inconsistent with any provision in this (Translation) - 11 - notification or any terms
25. In the case where the mutual fund has been registered to the Office prior to this notification become effective, and having the details in mutual fund management scheme contrary to or inconsistent
been registered to the Office prior to this notification become effective, and having the details in mutual fund management scheme contrary to or inconsistent with any provision in this notification or