agricultural futures business operators, the SEC will issue regulations to allow them to apply for a license under the Derivatives Act. The regulations will be in line with those currently applicable to
that those personnel must be equipped with knowledge, capability and approved by the SEC. The business operators must apply necessary assessment procedures to ensure that their investment consultants
public or instruments in which a fund plans to invest without the need to apply for an investment advisory license. The services provided by the said foreign CRAs are, however, limited only to permissible
Bangkok, October 25, 2011 ? Asset management companies and eligible entities can now apply for establishment and management of an infrastructure fund. The associated regulations have taken effect
who succeeded in organizing the training courses for their staff. The first course will be held on 2nd -3rd June, 2014. Organizations and companies interested in joining the Project can apply through
asset exchange seeks to apply for a derivatives business license, it must put in place appropriate measures to prevent conflicts of interest, as such arrangements may pose risks arising from access to
system” means the electronic data interchange provided by the SEC Office for filing reports of securities company to the SEC Office. Clause 3 This Notification shall apply to securities companies which
system ” means the electronic data interchange provided by the SEC Office for filing reports of securities company to the SEC Office. Clause 3 This Notification shall apply to securities companies which
?SECID=8535 SEC revises the digital asset business licensing manual for more convenience of business operators The revised licensing manual gives more convenience to business operators wishing to apply for