September 2013; “software program” means any calculation system which displays an analysis to give advice on the value or the appropriateness of any investment in securities or derivatives; “IT assets” means
: Performance and level of digital and cyber risk are reported to relevant supervisory committees on a regular basis. Policies: A sandbox policy to support the application of technology-based innovations to
The Securities and Exchange Commission (SEC) welcomed instructors and students from Financial Engineering Program, School of Science and Technology, University of the Thai Chamber of Commerce, on
The Securities and Exchange Commission (SEC) welcomed the faculty members and students from the Business Administration Program in Business Innovation Management, Faculty of Management Science
SEC has teamed up with the United Nations Development Program (UNDP) and the Global Compact Network Thailand (GCNT) in organizing a seminar titled, “From ESG to SDGs : Integrating SDGs Impact
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) สนับสนุนสมาคมบริษัทจดทะเบียนไทยจัดกิจกรรม TLCA CFO Professional Development Program (TLCA CFO CPD) ครั้งที่ 5/2562 ในการบรรยายเรื่อง “The
The Securities and Exchange Commission (SEC) organized a lecture on “Roles and Mission of the SEC” and “Digital Assets and Safe Investment” for trainees of the Justice Executive Training Program
program basis without providing its securities for credit rating prior to the offer for sale of the securities which is in violation of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement
newly issued securities in the category of warrant (Employee Stock Option Program : ESOP) without having obtained an approval from the SEC Office. SEC Act S.300 in conjunction with 33 Settlement