KWI Life Insurance Public Company Limited KWI Life Insurance Public Company Limited (“KWI”) a company licensed Securities Brokerage : Investment Units, failed to comply with the rules, conditions
KWI Life Insurance Public Company Limited KWI Life Insurance Public Company Limited (“KWI”) a company licensed Securities Brokerage : Investment Units, failed to comply with the rules, conditions and
comply with the rules, conditions and procedures as specified in the notification of the SEC by failing to put in place a sufficient and effective system for brokerage services system in digital asset as
FL 2024 CO., LTD. FL 2024 CO., LTD. ("FL") (Former FINANCIAL LINK MUTUAL FUND BROKERAGE SECURITIES CO., LTD.) a company licensed Securities Brokerage : Investment Units, failed to comply
2,062,039 baht (comprising a civil penalty and a reimbursement of investigative expenses incurred by the SEC).In this regard, JKN agreed to comply with the civil sanctions imposed by the CSC by signing a
days in order to comply with the Cabinet resolution.Stakeholders and interested parties are invited to submit comments via the SEC website at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=1144 via
. 14/08/2025 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of 15,297,812.50 Baht SEC Act
. 15/07/2025 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of 1,917,937.50 Baht SEC Act