undertake securities business in the category of securities finance business, mutual fund management, securities brokerage, investment advisory service, securities dealing or securities underwriting without
category of securities finance business, mutual fund management, securities brokerage, investment advisory service, securities dealing or securities underwriting without limitation to only debt securities
project within June 30, 2012. For information on the criteria and how to join the project, please visit www.sec.or.th/ipop? or call 0-2263-6000 press 2, said SEC Secretary-General Vorapol Socatiyanurak
funds are designed in direct response to investors? behaviors such as unit link insurance and trigger fund, which is preset to dissolve upon reaching the target return within a pre-scheduled timeframe
shall be within one year from the effective date of Form 69 – CIS full. 2) Form 69 – CIS annually update The Hong Kong Covered Management Company who wishes to offer for sale of a Hong Kong Covered Fund
than 0.5 percent of the correct unit price, the management company shall prepare and submit a report on the error in the unit price to the fund supervisor within seven business days from the date the
percent of the correct unit price, the management company shall prepare and submit a report on the error in the unit price to the fund supervisor within seven business days from the date the unit price is
virtue of Clause 5(1) of the Notification of Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to
Intermediary _____________________________ By virtue of Clause 5(1) of the Notification of Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement