regulatory agencies, such as Mr. Paiboon Dumrongwaree, SEC Assistant Secretary-General, shared their knowledge and experience regarding good governance of listed companies.Interested persons may watch the
in the capital market, or interested persons may register to join the seminar at www.sec.or.th/Seminar by 27 May 2019, or may watch live broadcast of the seminar on Facebook page “@sec.or.th” at the
ติดตามรับชมย้อนหลังได้ผ่านช่องทางต่าง ๆ ดังนี้ Facebook Page สำนักงาน กลต. : https://www.facebook.com/sec.or.th/videos/1251156868640489/ YouTube ThaiSEC : https://www.youtube.com/watch?v=utNDKu_SUUg
ขั้นตอนการใช้บริการตู้บริการอเนกประสงค์ภาครัฐ” โดยสำนักงานพัฒนารัฐบาลดิจิทัล (องค์การมหาชน) ได้ที่ https://www.youtube.com/watch?v=6hY-8mrj18s&t=21s______________________
to complete the transactions. The client had given prior consent to her act claiming it was inconvenient to affix signature in person at the time. Despite no intention to conceal information in the
revocation of her license as a life insurance broker and agent on account of performing duties dishonestly when she failed to forward premium money of 1 million baht she had received from a client to the
capital market professional, in violation of the Notification of Capital Market Supervisory Board concerning personnel in the capital market.* The SEC therefore suspended her from duty as the approved
customer since 2008. On April 24, 2011, {A} sent a letter that she accepted the trading decisions without the client's instructions. In addition, she had been authorized by her client to make securities
her then employer, the SEC probed into the {D} case and found the investment advice records and e-mails indicating that {D} had been entrusted to trade derivatives on behalf of a client during November
who, at the age of 55 or older, resigns his or her post will be allowed to receive installment payments similar to the retired employee. Accordingly, such employee will not be required to withdraw the