, cash flow within the group, and monthly payment made to seven aiders and abettors. The SEC also obtained statement from some suspects admitted the facts regarding the control of the manipulating scheme
management companies on practicing front running scheme, the SEC probed into the case and found that Sopana, who was K-Asset Vice President from November 2009 to November 2010 and SCBAM Senior Executive Vice
media, it has been observed that the majority involve covertly using the SEC name and logo and the images of the SEC executives, relevant agencies and companies, and reputable individuals in the
: __________________________________ __________________________________________ (full name) __________________________________________ (company) Name of foreign collective investment scheme (CIS): Type of arrangement: ASEAN
or embezzlement with characteristics similar to Ponzi scheme and loan shark, investors may contact or report to Financial Crime Call Center 1359, Ministry of Finance. To provide investors with
Convening the Extraordinary General Meeting of Shareholders No. 1/2020 To: The President The Stock Exchange of Thailand Enclosure: 1. Debt to Equity Conversion Scheme of Jutha Maritime Public Company Limited
. 41/2555 Re: Rules, Conditions and Procedures for Trading of Units of Foreign Collective Investment Scheme to Institutional or High Net Worth Investor By virtue of Section 16/6 and Section 113 of the
Scheme (Scheme) for multi-jurisdiction offerings of equity and plain debt securities in ASEAN. The Scheme aims to facilitate fund raising activities as well as to enhance the investment opportunities
under the law on securities and exchange . “ foreign ETF ” means a collective investment scheme in the category of exchange-traded fund either in form of company or trust under foreign law. “ short
and exchange1. “foreign ETF” means a collective investment scheme in the category of exchange-traded fund either in form of company or trust under foreign law. “short selling” means selling securities