the return of all licenses, or (2) in cases other than (1), where a capital reduction pertains to excess capital reduction that becomes unnecessary for business operations. In any case, it must be

firm must neither count the votes over the limit nor pay dividends for such excess holdings.  Some types of unitholders are, however, exempted from the one-third limit, such as, the Government Pension

Mr. Nuttawut Teawsomboonkij Mr. Nuttawut Teawsomboonkij, who was a shareholder of TFG holding in excess of five percent (5%) of the registered capital, knew or had material information that was

/2015 16/05/2015 6. Notification of Capital Market Supervisory Board   72/2552 Re: Allotment of Shares in Excess of Underwriting Amount (Codefied)   03/08/2009 01/09/2009 Notification of Capital Market

2019 Paid 7June 2019 Paid Last payment 25July 2019 Last payment 25July 2019 Last payment 25 July 2019 Transaction Size 30.39% 4.34% 43.39% 3.05% 43.63% 9.60% 13.06% 147.46% Source of Fund - Excess

Phoncharoensuk jointly failed to perform their duties with dishonest intent, committed dishonest converting RICH's property to himself or a third party, and obtained unlawful http://market.sec.or.th/public/idisc

** had purchased land for a power plant construction in a corrupt manner to seek unlawful gain. The SEC’s investigation revealed actions that could constitute offenses under the Securities and Exchange Act

Pipat.   The acts of Amorn and Pipat were deemed an dishonest breach of duties offense, an asset misappropriation and seeking unlawful benefits for themselves and their associates, causing damage to AJD

unlawful gains for himself or another person and causes damage to Solaris Asset Management Co., Ltd. and undermined investor confidence in the fairness and integrity of capital markets, which constitutes

unlawful personal gains in violation of the Notification of the Capital Market Supervisory Board concerning Rules on Capital Market Personnel*. The SEC has therefore revoked the approval as equity investment