ประกอบธุรกิจควรจัดให้มีการรักษาความมั่นคงปลอดภัยให้กับศูนย์คอมพิวเตอร์ เช่น มีระบบ กล้องวงจรปิด อุปกรณ์เตือนไฟไหม้ ถังดับเพลิงหรือระบบดับเพลิงแบบอัตโนมัติ ระบบไฟฟ้าสำรอง (uninterrupted power supply) และ
management and development, fund raising, procurement and installation, construction, examination and operation to an individual, juristic person, government agency, state enterprise, international
installation, construction, examination and operation to an individual, juristic person, government agency, state enterprise, international organization or any other countries, or in corporation with a foreign
raising, procurement and installation, construction, examination and operation to an individual, juristic person, government agency, state enterprise, international organization or any other countries, or
Business Clause 13 Personnel in the capital market business shall be persons who [i] have ability and work experience and [ii] attend training courses or pass the examination of courses provided by the SEC
trading date and during the first two years the safekeeping shall be retrievable immediately upon the SEC Office’s request for viewing or examination. Division 1 Determination of Portfolio Advisory or
products shall be at least five years as of the trading date and during the first two years the safekeeping shall be retrievable immediately upon the SEC Office’s request for viewing or examination. Division
assistance of capital market regulator regarding examination or giving information to the SEC Office as specified under Clause 17 of such Notification only in the case where the CLMV company has any of the
work experience and [ii] attend training courses or pass the examination of courses provided by the SEC Office or the organizations recognized by the SEC Office, as specified in the tables of