bonds to be offered must clearly state that the issuer is in the process of extending the payment period or is currently in default; (2) An issuer seeking permission to issue and offer debt securities
misconduct above is deemed an execution of concealed transactions, asset misappropriation, permission of false accounting transactions and preparation of incorrect accounting records. In addition, he informed
consultant for 3 months, effective from June 26, 2015. The investment consultant cannot make trading decision on client's behalf regardless of the client's permission. If the client submits trading orders via
, regardless of the client's permission. In this regard, the aforesaid {B}'s actions are in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval
found that he had been authorized to trade securities on behalf of the client. He had also used his client's account to trade securities for the benefit of himself with one day permission and credit line
where they asked for fees or benefits in return. Sometimes, they tried to convince the public that their services were legal and needed no permission from the SEC. Therefore, the SEC urges everyone to be
price lower than a market price pursuant to the Notification of the Capital Market Supervisory Board Re: Permission for Listed Companies to Offer Newly Issued Shares to Specific Investors dated October 28
Market Supervisory Board Re: Permission for Listed Companies to Offer Newly Issued Shares to Specific Investors dated October 28, 2015 (as amended) (the “Notification No.TorJor. 72/2558”). Therefore, the
market price pursuant to the Notification of the Capital Market Supervisory Board Re: Permission for Listed Companies to Offer Newly Issued Shares to Specific Investors dated October 28, 2015 (as amended
seaports, as well as the implementation of seamless operation transportation systems that link the three major seaports by rail in order to solidify Thailand’s role as a major global economic hub. These