SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators through the use of principle-based regulations due to the fact that business
. The current rules require both the issuers as well as all affiliates that engage in the main business of a group of companies to meet the qualifications and disclose information in the Filing Form
GSC had applied the proceeds from the offer of sale of ordinary shares to the public (IPO) and its revolving capital in a loan to ACAP, its major shareholder (64%) for a short term at the interest
Shareholders of IFEC are encouraged to attend the extraordinary general meeting No.1/2018 and vote for new directors to fill seven vacancies. It is extremely important for IFEC to have an adequate
SEC studied regulations in other countries to find proper guidelines for supervision, focusing on standardized services and putting investors first. The matter is still under the discussion with
Microsoft Word - EP - Ratio Report to SEC_Q166 รายงานอตัราส่วนทีมีนัยสําคัญทางการเงิน ประจํารอบปีบัญชีสินสุดวันที 31 เดือน มีนาคม ปี 2566 ของบริษัท อสีเทอร์น พาวเวอร์ กรุ๊ป จํากดั (มหาชน) รายการ ปี
Facebook page S-TO : Unlicensed securities and derivatives business (Disclosure Date : 15/04/2022)
business, a securities business or a derivatives business without license or registration; (11) Not being a person who has been subject to the final court decision for conducting business
accused persons are offenders shall be subject to the investigation of the inquiry official, the prosecution of the public prosecutor, and the adjudication and discretion of the court of justice