group (Securities Purchasers) , by allowing Mr. Kavivud to use her securities’s trading account to purchased TPAC shares in such a way as to take advantage of other persons before TPAC disclosed the
Group (Securities Purchasers), by allowing Mr. Kavivud to use her securities’s trading account to purchased TPAC shares in such a way as to take advantage of other persons before TPAC disclosed the inside
Limited (TKN) shares by using positive substantial inside information about the TKN’s Q3/2022 performance which would be significantly increase and the second interim dividend payment (special round) for
Company Limited (TKN) shares by using positive substantial inside information about the TKN’s Q3/2022 performance which would be significantly increase and the second interim dividend payment (special round
Pimwan Thareratanavibool Miss Pimwan Thareratanavibool, Managing Director and Director of AIE: As a person knowing or possessing inside information, she sold AIE shares through her own trading
Securities Company Limited, had made trading orders before informing the client who did not make any objection and made payments for the trading transactions. The trading activities involved shares and
a trading order from the client's securities trading account without her client's order. {A} admitted doing such action, reasoning that she was unable to contact the client at the time the share
on {A} as aider of such manipulation. {B}, an investor contact of Kim Eng Securities (Thailand) Plc., is suspended for six months for soliciting an investor to trade FOCUS and IFEC shares through
Panjama purchased TRUBB shares by using her securities trading account during 30 March to 26 April 2017, prior to the disclosure of the inside information about the financial statements and reports of
} also admitted that in 2008 she falsely informed her client that she had subscribed new shares issued to existing shareholders (rights issue) despite the client no longer had such shares in his account