supervisor; (4) a private fund custodian; (UNOFFICIAL TRANSLATION) - 2 - (5) a derivatives business operator; “claimant” means any person who is caused damage by the act of the respondent or any other person
(No. 3) dated 13 October 2004. Clause 3. In this Notification: “respondent” means any of the followings: (1) a securities company; (2) a local share selling agent; (3) a mutual fund supervisor; (4) a
as connected parties, did not attend nor were eligible to cast votes at said meeting. (10) Opinion by The Board of Directors : The Board of Directors supported the resolution authorizing the company to
SEC as well. Preparation and disclosure of Form 56-1, although not necessarily be lengthy or extremely detailed, must contain adequate and accurate information in materiality and be made in a timely
G = 5,559 D = 155,559 H =1,555,559 05/05/2565 23/05/2565 20/06/2565 Property / Infrastructure Fund ( 0 record(s) found) Asset Management Company Name Supervisor Company Name Fund Name Fund Abbr. Name
3 years during a 5-year period prior to application submission, please specify details of the company where the applicant has performed duty as an audit supervisor or a person who reviews audit
mutual fund scheme; (2) name of the management company; (3) name of the mutual fund supervisor; (4) name of the unitholder registrar of mutual fund; (5) type, objective and maturity period of mutual fund
Determination of Other Securities Which Are Not Subject to Provisions concerning Public Offering of Securities
Re: Determination of Characteristics of Centers or Networks Which Are Not Deemed as Derivatives Exchange