แนวคิดในการจัดทำร่างแบบฟอร์มข้อมูลผู้ลงทุนที่เป็นแบบมาตรฐาน (single form) เพื่อลดปัญหาและภาระดังกล่าวแก่ผู้ลงทุน โดยยึดหลักการให้ผู้ประกอบธุรกิจมีข้อมูลเท่าที่จำเป็นเพื่อสามารถให้บริการได้อย่างเหมาะสม

Following the client’s complaint regarding damage from block trading of single stock futures, the SEC’s further investigation revealed that during the month of October 2017, {A} failed to comply with

) the establishment of PVDs with investment in single type of asset (pure asset) will be permissible, providing however that the asset management company must monitor investment ratio through each fund

under Section 17 paragraph one, Section 26, Section 57, Section 66, and Section 94 of the Royal Decree on Digital Asset Businesses B.E. 2561 (2018). The defendant's conduct constituted a single act

liquid capital more than the aforesaid rate for at least two consecutive business days and a securities company has already filed the report of net liquid capital calculation of those two consecutive

than the aforesaid rate for at least two consecutive business days and a securities company has already filed the report of net (Translation) 3 liquid capital calculation of those two consecutive

than the aforesaid rate for at least two consecutive business days and a securities company has already filed the report of net (Translation) 3 liquid capital calculation of those two consecutive

listed fund โดยมี single entity limit เช่นเดียวกับการลงทุนใน listed securities3 ทั่วไป        2.1.3 หน่วย private equity      

the Stock Exchange of Thailand (the “SET”) for the past seven but not more than 15 consecutive business days prior to the date on which the Board of Directors of the Company has resolved to propose the

but not more than 15 consecutive business days prior to the date on which the Board of Directors of the Company has resolved to propose the shareholders’ meeting approves the Company to offer newly