multiple of five percent of total number of voting rights of the business. SEC Act S.246 Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 38/2025 Dated 25/04/2025

section 258 to reach or pass a multiple of five percent of total number of voting rights of the business. SEC Act S.246 Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 39/2025

retention of the source of securities trading orders. SEC Act S.113 Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 42/2025 Dated 25/04/2025

adequate information for customers’ risk assessment (Know Your Customer and Customer Due Diligence system (KYC/CDD)). DAB Act S.30 Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 4

the SEC office within the period specified in the notification of SEC. SEC Act S.59 Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 29/2025 Dated 25/04/2025

59) to the SEC office within the period specified in the notification of SEC. SEC Act S.59 Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 30/2025 Dated 25/04/2025

office within the period specified in the notification of SEC. SEC Act S.59 Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 31/2025 Dated 25/04/2025

the SEC office within the period specified in the notification of SEC. SEC Act S.59 Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 32/2025 Dated 25/04/2025

and disclosed the report (Form 59) to the SEC office within the period specified in the notification of SEC. SEC Act S.59 Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 33

May 2020. However, Mr. Vudhiphol failed to prepared and disclosed the report (Form 59) to the SEC office within the period specified in the notification of SEC. SEC Act S.59 Settlement Committee