ที่เกี่ยวข้องด้าน IT N/A Yes/Partial/No N/A N/A N/A N/A N/A 1 0 1 D1 #10 x 2.1 3 2.1 #3 จัดให้มีผู้บริหารระดับสูง (chief information security officer : CISO) หรือผู้บริหารที่รับผิดชอบในการบริหารจัดการ
Section 117 Securities and Exchange Act B.E. 2535 Section 117. In the management of a mutual fund, a securities company may set up and manage a mutual fund only when its application to set up the
Section 100 Securities and Exchange Act B.E. 2535 Section 100. The appointment of any person to be an agent or broker of a securities company shall require prior approval from the Office. Application
Please enter search criteria Security Type --- Select Security Type --- Debenture Note Derivative Warrants Securitization Debenture Bond Basel Convertible Debenture IC Bond SUKUK Structured Debenture
search criteria Security Type --- Select Security Type --- Common share Warrant-Preferred share Real Estate Investment Trust (REIT) Common share (LiVEx) DR-Common share Depositary Receipt DR-Convertible
specified by derivatives broker. Such conduct shall specify at least include internal control system, information security system to prevent access from unauthorized person, and effective Chinese Wall among
derivatives broker. Such conduct shall specify at least include internal control system, information security system to prevent access from unauthorized person, and effective Chinese Wall among each departments
of conduct specified by derivatives broker. Such conduct shall specify at least include internal control system, information security system to prevent access from unauthorized person, and effective