Sucharitakul, the SEC?s Secretary-General, revealed that the Capital Market Supervisory Board approved the revision of regulations to facilitate debt securities offerings. An approval of two year program will be
://publish.sec.or.th/nrs/9697p.xlsx QAQR-04.xlsx assurance that it is not continuing a relationship, which should be discontinued. 8 Does the firm have any particularly risky clients or risky industry? - Finance and
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เนื่องจากหลักเกณฑ์การติดต่อและให้บริการลูกค้าของ บล. สำหรับการเสนอขายผลิตภัณฑ์ที่มีความเสี่ยงสูงหรือมีความซับซ้อน (risky/complex product) ยังไม่ครอบคลุมถึงการให้บริการ NC bond ก.ล.ต. จึงปรับปรุงหลัก
risky and complex. Inevitably, however, everyone needs to make investment to obtain higher returns, at least to beat inflation. The SEC has put effort to educate investing public in a variety of