. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6 September 2013, the
."Somjin Sornpaisal, Chairman of the Association of Investment Management Companies (AIMC) said ?We are very delighted that Thai fund industry ranked third among 24 countries in the Global Fund Investor
Re: Operational Control and Information Technology Security of Securities Companies Whereas in these days securities companies widely accept information technology as an instrument for securities
credible, (2) the operation is independent, (3) they apply the principle of good governance in their risk management and personnel management, (4) they disclose correct and sufficient information, as well
, securities companies would need to establish efficient control and risk management system.SEC is therefore conducting a public hearing on the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8074 Public
control and risk management system.SEC is therefore conducting a public hearing on the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8074 The SEC rejects deadline extension for EARTH special audit
management service to other companies so as to generate recurring income for the organization. All aspects of the business operation are revised, enabling the Company to grow in a sustainable manner and in
risk management. 4. There should be an establishment of a compliance unit to supervise and monitor the operation that is independent from the management and other units. 5. Operation conducted with