รพล โสคติยานุรักษ์ เลขาธิการ ก.ล.ต. เปิดเผยว่า คณะกรรมการกำกับตลาดทุนมีมติเห็นชอบให้เพิ่มประเภทตัวกลาง (selling agent) ในการเป็นตัวแทนขายและรับซื้อคืนหน่วยลงทุน สำหรับผู้มีคุณสมบัติตามที่กำหนด คือ (1

จัดการ โดยไมตองรวมหุนที่ทรัสตีถือ (Proprietary port) นอกจากนี้ ทรัสตีสามารถไปใชสิทธิออกเสียง แทนกองทรัสตไดโดยตองมนีโยบายและหลักเกณฑเกีย่วกับการไปใชสิทธิออกเสียง (proxy voting) 5 นอกเหนือจาก

Offer Agent by submitting Form A-3 of Attachment 1 for the ordinary shares, and Form C-3 of Attachment 3 for Non-Voting Depository Receipts (“NVDR”). In the event that any Offeree fails to declare such

approved by and registered with the Office, whose main objective is to promote and develop securities business in the category of asset management; “Custody agent” means any person whom a registered person

with the Office, whose main objective is to promote and develop securities business in the category of asset management; 1“Custody agent” means any person whom a registered person appoints as an agent to

with the Office, whose main objective is to promote and develop securities business in the category of asset management; 1“Custody agent” means any person whom a registered person appoints as an agent to

Regulations on Providing Services of Derivatives Agent ______________________ Clause 13 For the purpose of preventing and ceasing unfair acts or improper investments or transactions, an intermediary shall

Derivatives Agent ______________________  Amended by the Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 13/2562 Re: Rules in Detail on Communication with and Providing

Derivatives Agent ______________________  Amended by the Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 13/2562 Re: Rules in Detail on Communication with and Providing

securities investments; “investment advisory agent” means a natural person other than director or officer of the investment advisory company, appointed by the investment advisory company to be an advisory