The Civil Sanction Committee decided to impose a civil sanction on Mr. Suphanan Rittiphairoj, IFEC director and executive at the time of the offense, in the case where he had used inside

, said: ?During the past 10 months, the SEC has successfully imposed civil sanctions on 21 offenders, either natural or juristic persons, in the total of eight cases. The offenses involved misuse of inside

management companies to become more flexible, and the revision of preventive measures against leaks of inside information of investment management companies to become more appropriate to the

conducting this public hearing on the proposed amendments to the relevant regulations, with the essences summarized as follows:  (1) Prohibiting local securities companies from accepting orders of purchase

purchase, transfer or exchange of securities that would result in Thai investors gaining more possessions of NVDR;       (2) In the case where a local securities company has a foreign securities company as a

The CIG board approved the purchase of ordinary shares in OW from Mr. Alex Loo Liat Wah at a purchase price of 180 baht per share, totaling 435 million baht, representing 24.17% of OW’s total issued

public would face investment difficulties as they received a lot of information but could not analyze and compare a variety of investment products available or were advised to purchase individual products

was for the purchase of mutual fund units on their behalf. However, the money was, in fact, not used for the buying transactions as per clients’ orders, but for Teerasak’s personal matters instead. In

List of infrastructure fund managers Please wait... List of infrastructure fund managers No. List of Fund Managers Appointing Management Company Appointment Date 1 MISS KAWISARA THISADRONDILOK