concealed important information which may have caused misunderstanding or distorting of the facts. As a result, the SEC will not consider her renewal application for nine months.From a client complaint of

In September 2025, the SEC received a total of 1,500 reports of suspicious instances and information requests from the public via the Investment Scam Hotline – almost doubled the number from August

Reporting Person : - | Type of securities : - | Date of reporting obligation : 14/06/2013

Reporting Person : - | Type of securities : - | Date of reporting obligation : 09/06/2004

Reporting Person : - | Type of securities : - | Date of reporting obligation : 18/05/2007

Reporting Person : - | Type of securities : - | Date of reporting obligation : 28/09/2012

Reporting Person : - | Type of securities : - | Date of reporting obligation : 25/06/2013

Reporting Person : - | Type of securities : - | Date of reporting obligation : 17/06/2004

Reporting Person : - | Type of securities : - | Date of reporting obligation : 14/06/2010