data-driven supervision whereby responses to change will be faster and risks exposed to investors and the financial system will be managed in a more timely manner. In so doing, we change the mindset and

exempted for (1) institutional investor (2) high net worth juristic person who denies taking the test and seller is confident that investor has good understanding about the product and (3) funds managed by a

become more attractive to investing public as an alternative to traditional savings. For potential and new investors, mutual fund managed by professional managers would be a suitable investment choice. For

, in particular “EEC & the Future of GMS: Investment Opportunities for Chinese in Thailand”, were organized for Chinese customers. For the delivery of world-class services, we continued to collaborate

_____________________________________________________ ________________________________________________________________________ 15) Number of years the CIS Operator has managed funds : _________________ Total assets under management (latest available

, all of which are covered and properly managed.  Credit Risk Management Credit risk refers to risk whereby a counterparty or borrower may default on contractual obligations or agreements, or have an

particular person to reduce inappropriate PP offering.  The SEC is proposing to amend the PP offering regulations to further enhance efficiency of such offering and maintain sufficient investor protection

to support the using of new technology in several activities in capital market, in particular fundraising, trading, and clearing and settlement. We believe that the embrace of innovation would promote

enhancement of Thai ecosystem for transformation into digital economy and sustainable growth.”  H.E. Brian Davidson, the British Ambassador to Thailand said “Financial services and, in particular, fintech

services through business operators in the host country, prohibition of giving advice to particular customers and soliciting for sales of the capital market products. Each ACMF member may issue additional