SEC is proposing to amend the SEA in the part related to the preparation and submission of interim financial statements of listed companies. The amendment would allow SEC to have more flexibility in
asset investment can be given. These criteria would be part of the consideration for laying out appropriate regulations. For example, (1) Investor qualifications related to financial condition and/or
at the SEC Building.The cyber drill was part of the joint action plan since the establishment of the Thai Capital Market CERT or TCM-CERT, which aims to upgrade the Thai capital market's capacity in
Measures for preventing conflicts of interest are an important part of the SEC policy especially in the process of securities issuance and offering, which involves participation of key
in the part of employments and activities of directors and executives of listed companies. The proposed amendment aims to enhance disclosure of information by requiring that directors and executives of
suggestions of the private sector and stakeholders who took part in the previous hearing on the governing prinicples.Key points of revision include (1) permission for mutual funds offered for sale to
to allow investors to make informed investment decision. As fact sheet is considered part of the registration statement, investors will be entitled to take legal action against DW issuer if it contains
issuer, SET or SEC to allow investors to make informed investment decision. As fact sheet is considered part of the registration statement, investors will be entitled to take legal action against DW issuer
Bangkok, March 15, 2011 ? The SEC will propose permission for precious metals business operators to undertake derivatives business limited to brokerage of precious metals derivatives, as part of the
of information for making investment decision, for instance, factors which impact return, risk factors and risk spectrum will be shown in the first part of prospectus.The consultation paper is