and submit the financial statements for the year 2016 within the specified period. SEC Act S.300 Settlement Committee Meeting No. 11/2017 Settlement Committee Order No. 101/2017 Dated 20/12/2017

prepare and submit the reviewed financial statements for Q2/2017 within the period specified in the notification resulted from the instruction or the failure to give instruction which is a duty required to

the decision-making on investment or the change in the securities price of the company within specified period. SEC Act S.300 Settlement Committee Meeting No. 2/2018 Settlement Committee Order No. 10

Exchange of Thailand and the SEC Office within the period specified in the notification. However, the financial report for the first half of the year 2016 were later filed with the SET and the SEC Office on

financial report for the first half of the year 2017 within the specified period. SEC Act S.300 Settlement Committee Meeting No. 2/2018 Settlement Committee Order No. 7/2018 Dated 21/02/2018

”) securities which caused his aggregate holding of NOK shares reached or passed five percent of the total number of voting rights of NOK within the period specified in the notification of the Capital Market

shares to reach or pass a multiple of 5 percent of the total number of voting rights of TAPAC amount four times, but he failed to report the acquisition of such TAPAC shares to the SEC Office within a

change in the securities price of the company within a specified period. SEC Act S.300 Settlement Committee Meeting No. 4/2018 Settlement Committee Order No. 16/2018 Dated 18/04/2018

within the period specified in the notification of the Capital Market Supervisory Board after he acquired or disposed NEWS shares (on May 26 - 27, 2014) which caused his aggregate holding of NEWS shares

aggregate holding of PERM shares reached or passed five percent of the total number of voting rights of PERM but she failed to reported these acquisition to the SEC Office within the period specified in the