systems."This transformation results from collaboration between organizational executives and regulatory authorities. Thai IOD is committed to working with the SEC to further strengthen corporate
and truly help boost working efficiency. For back office staff, additional knowledge on new financial instruments, risk management and regulations are needed for the staff to cope with dynamically
strategy that is based on three major pillars: topline growth, operational excellence, organization development. The “fixing the basics” program is nearly complete, resulting in upgrades of technical assets
with those standards as well. In case the association specifies the guideline, having obtained an approval from the SEC Office, regarding operational standards of intermediary ’s personnel, the
of an intermediary, the intermediary shall comply with those standards as well. In case the association specifies the guideline, having obtained an approval from the SEC Office, regarding operational
Re: Operational Control and Information Technology Security of Securities Companies Whereas in these days securities companies widely accept information technology as an instrument for securities
documents and evidences in accordance with the format and procedures provided by the Office of the Securities and Exchange Commission in the electronic operational system of the Office of the Securities and
operational system of the Office of the Securities and Exchange Commission. Clause 2. This Notification shall come into force as from 16 August 2007. Notified this 25th day of July 2007. (Mr. Thirachai