; (5) other financial institutions as specified in the notification of the SEC; or (6) newly established company for the purpose of applying for Type C securities business license (ค) which has one or
security of information technology in accordance with the criteria prescribed and notified by the SEC Office. Clause 9 The derivatives broker shall ensure that at least one-quarter of the company’s directors
least one-quarter of the company’s directors are independent directors. In cases in which an independent director of the derivatives broker dies, resigns, or his or her approval by the SEC office is
finance expenses, higher selling, servicing and administrative expenses from the consolidation and one-off expenses of Vienna House and lower one-off gain from asset disposals Total assets as of 31 March
; however, for the REIT whose underlying assets are properties on long term leases to tenants or on leases to only one lessee, the summarized essences of lease agreement shall be provided; - in the case that
2/1: (1) providing a complete work system ready to undertake the business of investment advisory service approved by the Office, which includes an internal control system in respect of giving advice
the amount of THB 8,881,000 (Eight Million Eight Hundred and Eighty One Thousand Baht Only) excluding VAT. The payments are divided into 5 installments as follows; Payment terms Remark No. 1 20 percent
on the register of persons qualified to be fund manager. In this regard, the management company shall appoint not more than one person from such register pursuant to the specific rules under Clause 7