related to investment unit trading and fund management as defined in the notification concerning support system provider. “the notification concerning support system provider”4 means the Notification of the
/Nor/Khor. 85/2552 Re: Prohibited Characteristics of Personnel in Derivatives Business dated 3 August 2009. Clause 2 In this Notification: (1) “person with power of management” shall have the same
Notification of the Capital Market Supervisory Board Re: Rules for Management of Retails Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Investors and Private Funds. This is to
shall be in accordance with the requirements stipulated in the Notification of the Capital Market Supervisory Board Re: Rules for Management of Retails Funds, Mutual Funds for Accredited Investors, Mutual
stipulated in the Notification of the Capital Market Supervisory Board Re: Rules for Management of Retails Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Investors and Private
accordance with the requirements stipulated in the Notification of the Capital Market Supervisory Board Re: Rules for Management of Retails Funds, Mutual Funds for Accredited Investors, Mutual Funds for
Investor and High Net Worth Investor; “management” shall have the same definition as specified in the Notification of the Securities and Exchange Commission concerning Issuance and Offering for Sale of
to their operations. KBank has put in place the necessary procedures relative to IT risk and IT security management in compliance with the Notification. 7 2. Risk Management and Risk Factors 2.1 Credit
effectively with Notification of the Securities and Exchange Commission No. SorKhor./Nor. 4/2549 Re: Operating System Relating to the Undertaking of Fund Management Business, dated 8 March 2006 and to have the