whether they are in accordance with the advertising and associated rules as well as be approved by CEO before publication. After publication, company’s compliance unit must monitor and examine all

had not been sufficient.   This caused the client about 3,000,000 Baht in damage.  In this regard, the aforesaid actions are in violation of Clause 20(1) and (2) of the Notification of Capital Market

violation of the rules. The SEC therefore suspended them from duty as approved investment consultants for one month. The aforesaid misconduct is in violation of Clause 20(3) of the Notification of Capital

approved, SEC will begin assessing digital token offer of ICO issuers.ICO issuers must be companies established under the Thai legal jurisdiction, with clear business plan and clear rights for digital

duties honestly in violation of Clause 23(1) and characteristics of personnel in the capital market business under Clause 31(1) of the Notification of Capital Market Supervisory Board No. TorLorThor. 8

(UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. Notification of the Office of the

MDE05_2017_24May17 (Translation) No.10/2017 May 24, 2017 President The Stock Exchange of Thailand Re: Notification of the Resolution of the Board of Directors’ Meeting No. 5/2017 We, AEON Thana

MDE07_11JUly18 (Translation) No.22/2018 July 11, 2018 President The Stock Exchange of Thailand Re: Notification of the Resolution of the Board of Directors’ Meeting No. 7/2018 We, AEON Thana Sinsap

MDE01_2018_10Jan2019 draft (Translation) No. 01/2019 January 10, 2019 President The Stock Exchange of Thailand Re: Notification of the Resolution of the Board of Directors’ Meeting No. 1/2019 We

appraisers approved by the Office of the Securities and Exchange Commission in accordance with the Notification of the Securities and Exchange Commission No. Sor Chor 24/2012. The price for entering the