In this Division, “ listed securities ” means securities which have been listed or approved to be traded on the Stock Exchange of Thailand. Clause 17 For the purpose of preventing or ceasing unfair
, closing a trading account, limiting trading volume, or performing any other act relating to listed securities trading of the client in order to comply with the order of the Stock Exchange of Thailand, the
limited company; (8) “listed company” means any company having shares listed on the Stock Exchange of Thailand; (9) “offering convertible bond at lower market price” means offer for sale of convertible bond
the rules related to the debt-to-equity ratio, which may apply specifically to the fund. (8) having the objective to have the units sold to the general investors listed on the Stock Exchange; (9) the
to have the units sold to the general investors listed on the Stock Exchange; (9) the fund project and the commitment between unitholders and the management company contain the stipulations to support
: ___________________________________________________________ Tel No.: _____________________________ Fax No.: _________________________ To be notified at a date no later than ________________ Not applicable (in case the ARFP Passport Fund is to be listed on
client who wishes to invest in capital market products by exercising the subscription right as a shareholder of a listed company on the Stock Exchange of Thailand in concurrent compliance with the
; (4) a client who wishes to invest in capital market products by exercising the subscription right as a shareholder of a listed company on the Stock Exchange of Thailand in concurrent compliance with