Bangkok, 14 September 2016 ? The SEC has filed a criminal complaint with the Department of Special Investigation (DSI) against (1) Mr. Siwasit Sainumphung (2) Ms. Noppawan Suwan, and (3) Mr. Viroj
Special Investigation (DSI) on account of failure to perform duty in good faith causing damage to the company and siphoning company?s benefit through securities trading transactions. From the SEC?s probe
plus a fine.In the case of {B}, BBL's inspection report and the SEC's further investigation have revealed that she affixed her signature in the Investment Consultant Box of the LTF (long-term equity
investor contact for six months as from June 23, 2011. In case of Kruawan, the SEC received the report from United Securities Plc., on its investigation which was conducted upon complaint lodged by a client
Bangkok, February 1, 2013 ? According to the news coverage, the Department of Special Investigation (DSI) on January 2, 2013 announced that the Special Investigation Working Team resolved to press
Bangkok, December 22, 2011 ? The SEC filed a criminal complaint against Suriya Larbvisuthisin, Somphong Vitthayaraksan and Somchai Sripayak with the Department of Special Investigation on December 16
Determination of Types of Financial Services of Person Approved to Participate in Regulatory Sandbox to Experiment and Develop Innovation in Support of Service Provision Related to Capital Market
Determination of Types of Operation of Person Approved to Participate in Regulatory Sandbox to Experiment and Develop Innovation in Support of Service Provision Related to Capital Market Which Are
The Securities and Exchange Commission (SEC), in collaboration with the Association of Thai Securities Companies (ASCO), the Association of Investment Management Companies (AIMC), the Thai Digital