accordance with the form and procedure provided in the SEC’s online system; (b) in case of an appointment of a person as person with power of management, the derivatives business operator shall examine the
with evidentiary documentation to the SEC Office within thirty days from the filing date of the application by following the procedure and method specified in the Licensing Manual for the Public unless
SEC Office within thirty days from the filing date of the application by following the procedure and method specified in the Licensing Manual for the Public unless the SEC Office accepts the request
……………………………….…….………. Detail of such incident ……………………. (attachment) (if any) O No (5) Was removed from office of director, manager or person with managing power of other securities company under section 144 or section 145 of
such incident ……………………. (attachment) (if any) O No (5) Was removed from office of director, manager or person with managing power of other securities company under section 144 or section 145 of the
time of the incident was a major shareholder with more than 50% ownership and served as an advisor to SVI, was responsible for setting business strategies and attended important meetings of SVI. He was a
the incident, Mr. Thanakorn Thanawarith, as CEO, and Mr. Dusadee Lekyim, as director, of ALL, co-signed to certify the accuracy of the 2022 56-1 One Report.ALL’s actions described above constitute the
meeting for the consideration of the business rehabilitation petition. This incident played a role in the resignation of some JKN directors. In this regard, JKN explained that the decision not to send a
(COVID-19) incident. Besides, proper investment skills with knowledge to protect oneself from frauds and scams would eventually help one’s savings grow, even during inflation, in the long-run, contributing