procedures as specified in the notification. In this regard, CoinsTH failed to appoint a new highest-ranking person taking responsibility in a compliance unit ("Head of Compliance") by the date
service providers relating to derivatives as specified in the notification of the SEC. “derivatives broker” means any person who, in the ordinary course of business, engages or holds himself out to the
Mr. Thanawat Kiattisak Mr. Thanawat Kiattisak operated derivatives business without obtaining license from the SEC with the other person, in violation of the Derivatives Act B.E. 2546 (2003
other interested person as specified in the notification of the SEC; (4) purchase and sell futures and options on securities whether in its own name or for customers unless the SEC issues a notification
concerning rules, conditions and procedures in appointing and performance of duty of fund manager; “property fund manager register” means register of person qualified to be property fund manager under the
: ....................................................... (…………………………………………….) Authorized person Date: ......................................... Remarks: 1. In case of authorization for submission of documents, a power of attorney is required. 2. In case of a juristic person, the
obtain unlawful gains for himself or another person and cause damage to POLAR. The public prosecutor has ordered the termination of a prosecution. SEC Act S.310 and 312 in conjunction with 315 and 308
party and act in order to obtain unlawful gains for himself or another person and cause damage to POLAR. The public prosecutor has ordered the termination of a prosecution. SEC Act S.310 and 312 in