ช่องสีฟ้า &1#&"Tahoma"&12&KC0C0C0SEC Classification : ใช้ภายใน (Internal) 2. ข้อมูลบริษัทที่เสนอขายหลักทร รายงานสรุปธุรกรรมการเสนอขายหลักทรัพย์ผ่านระบบคราวด์ฟันดิง (CFD-Portal) ลำดับ ชื่อบริษัท เลข

management, compliance, and internal audit based on the principles of the Three Lines of Defense to ensure the effectiveness of securities company oversight and to further promote recognition of the

Bangkok, 14 March 2021 – The Securities and Exchange Commission (SEC) has appointed Ms. Naovarat Chantavanich as Assistant Secretary-General – Internal Excellence Division, in charge of the Finance

SEC has ordered THL to arrange to have a special audit by the SEC approved auditor under Big Four firms on doubtful management and internal control, appropriateness on entering into transactions with

manager, failed to comply with the rules, conditions, and procedures stipulated in the relevant notification. In this regard, Merkle failed to provide appropriate internal systems and processes for

procedures as specified in the notification. In this regard, Bitazza failed to provide appropriate internal systems and processes for preparing, approving, and supervising advertisements. In particular

not necessary for some types of capital market product s ; (3) announcing a detailed guideline for the benefit of compliance with the requirements under this Notification in order to instruct

SEC Office may announce a detailed guideline for the benefit of compliance with the requirements under this Notification. In case of having complied with such guideline, it shall be deemed that an

Securities and Exchange Commission concerning the Operational Control and Security relating to Information Technology of Licensed Derivatives Broker. Clause 6 The SEC Office may announce a detailed guideline

Broker. Clause 6 The SEC Office may announce a detailed guideline for the benefit of compliance with the requirement under this Notification. In case of having complied with such guideline, it shall be