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process of temporarily suspending their business or suspended business operations by SEC List of company licensed Dealing of Debt Securities (Securities Company) ชื่อย่อ ชื่อ เว็บไซต์ Company Abbreviation

information related to such digital asset investments. The list of licensed digital asset business operators is available at www.sec.or.th/digitalasset. In case of possible tips on suspicious activities

companies licensed to undertake the said businesses.  In addition, the revisions will extend the scope of transactions subject to segregation to cover offshore securities trading service, brokering, dealing

Bangkok, January 22, 2014 ? The SEC is seeking public comment on proposed revision to the rules of customer contact and service for all licensed business operators to standardize the relevant

to evaluate their portfolio investments and transactions. The proposed revision will also result in consistency between the rules governing registered and licensed derivatives business operators.The

.com In case, none of the aforementioned entities had been licensed to operate securities business. Hence, their actions were in violation of Section 90 and liable to penalties under Section 289 of the

case, none of the aforementioned entities had been licensed to operate securities business. Hence, their actions were in violation of Section 90 and liable to penalties under Section 289 of the

licensed to operate securities business. Hence, their actions were in violation of Section 90 and liable to penalties under Section 289 of the Securities and Exchange Act of 1992. This case is in the process

not been licensed to operate securities business. Thus, PFS jointly operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992