the civil monetary penalties above, the SEC released a public warning against solicitation for investment in Mandawee Tour on 11 August 2017 around the time when the SEC received the referrals to the

The warning came after the SEC had received information from the concerned public and stakeholders who noticed that unlicensed business operators in the securities and digital asset sectors

procedure for selling of high risk securities such as suitability test, key information disclosure and warning of the securities? high risks or complexity.? Mr. Vorapol added.

suppressing unlicensed digital asset businesses, while protecting users from lack of legal protection and mitigating risks of scams and money laundering.”  Earlier, the SEC issued a public warning regarding

15, 2017 Subject: MD&A for the financial statements of the 1st quarter of fiscal year 2017 ended as of March 31, 2017 To: The President The Stock Exchange of Thailand Aapico Hitech Public Company

สรุปผลการดำเนินงานของบจ -Translation- November 22nd, 2017 Subject: Management Discussion and Analysis Fiscal Year 2017 To: Managing Director The Stock Exchange of Thailand Inoue Rubber ( Thailand

15, 2019 Subject: MD&A for the financial statements of the 1st quarter of fiscal year 2019 ended as of March 31, 2019 To: The President The Stock Exchange of Thailand Aapico Hitech Public Company

fund/ commodity/ gold/ oil and so forth with the fiscal annual average of not less than 80% of the NAV. ▪ In case of the fund with a https://publish.sec.or.th/nrs/9030s.pdf PowerPoint Presentation % 0% 0

percent of the fund’s net asset value (NAV) must be allocated to such assets over the course of each fiscal year. Additionally, Thai ESGX is required to invest in sustainability-focused stocks, with a

allocated to such assets on average per fiscal year. Additionally, each Thai ESGX is required to invest at least 65 percent of its NAV in sustainability-focused stocks on average per fiscal year.Investment