the purpose of compliance with this Notification, the SEC Office is empowered as follows: (1) issuing detailed Notifications under the scope of this Notification in order that any intermediary would
for clients. “member of fund investment committee” means a member of a committee which is appointed or assigned by a fund management company to consider and determine the scope of investment of mutual
consider and determine the scope of investment of mutual fund, private fund or derivatives investment management. “ investment management assistant ” means a person who performs the duty of assisting
Determination of Definitions in Notifications Relating to Issuance and Offer for Sale of All Types of Debt Securities. Part 1 General Provisions ____________________ Chapter 1 Scope of the Notification and
Scope of the Notification and General Requirements ______________________ 3 Clause 4 This Notification provides criteria for the offering of the debt securities denominated in Thai Baht by foreign entity
for the operation of the machinery in the ERU and all related maintenance of the ERU Project. The scope of services includes the management, operation, and maintenance of the ERU Project, including
size and scope of its credit rating business, this function should be independent of the employees who are principally responsible for determining credit ratings. 1.14 A CRA, in selecting the analyst or
financial instruments, the contractual cash flow characteristics and the business model. Impairment assessment using the expected credit loss approach. The instruments that are in the scope of impairment
million for the year 2017 and 2016, respectively. To this extent, the Company would like to provide the following explanations. Revenue from sales and cost of goods sold The Company recorded a sales
THB 1,048 million for the year 2017 and 2016, respectively. The Company (separate) reports a net loss of THB 1,006 million and THB 1,097 million for the year 2017 and 2016, respectively. To this extent