sufficient information by concealing important information that might adverse affect the client's benefits. Following the report of UOB Kay Hian Securities (Thailand) Plc. and a client complaint, the SEC

Bangkok, January 24, 2014 - The SEC imposed a one-month suspension on {A}, a securities investment consultant of UOB Kay Hian Securities (Thailand) Plc., for failing to inform sufficient information

the existing lines after the concession expires and in the three extended lines.From the information gathered by the SEC so far, nothing indicates that the charges pressed by the DSI involve with the

Facebook Page ชื่อ Income generating information : Unlicensed securities and derivatives business (Disclosure Date : 26/07/2024)

Facebook page "HSh gold Information Support" : Unlicensed securities and derivatives business (Disclosure Date : 30/10/2025)

SEC is welcoming public comments on a drafted notifications of the approval for offering of newly issued shares  and information disclosure, applying to issuers and listed companies, in accordance

Building.Mr. Wiboon Phatrapiboon, SEC Assistant Secretary-GeneralMr. Jesada Paramabhronpilad, Director of Information Technology Audit and Cyber Risk Supervision Department, SEC

technology and use it to manage investment risk. Moreover, the regulations would also stipulate that the business providers must disclose their information and make it accessible for the investing public

, the hypothesis of an algorithm, any relevant risks, including the factors or events that would hinder the use of technology. This is to provide investors with sufficient information to decide to use