กำหนดวิธีการและขั้นตอนที่จะทำให้การซื้อขายหลักทรัพย์เดียวกัน ของลูกค้าและของบริษัทในตลาดรอง (organized secondary market) มีความเป็นธรรมต่อลูกค้า เช่น - กรณีที่มีการส่งคำสั่งซื้อขายผ่านระบบ central dealing
(OTC) derivatives, investments in debt and equity securities for the Company’s own account, bond dealing, and private repos and other investments. 2. Expenses The Company’s expenses in 2018 were Baht
, derivative warrants (DWs), over-the-counter (OTC) derivatives, investments in debt and equity securities for the Company’s own account, bond dealing, and private repos and other investments. 2. Expenses The
, Amphur Yannawa, Bangkok. It’s empty land without any construction. The Company gained it since March 2012 with the price Baht 144,247,680 No. Title Deed No. Map Sheet No. Parcel No. Dealing File No
account, bond dealing, and private repos. The Company’s gains and returns on financial instruments in 2017 was Baht 1,328 million, a decrease of 7% from the previous year. The total gains and returns on
, securities dealing or securities underwriting of investment units without undertaking custody of clients’ assets; (2) a securities company which obtains a securities business license in the category of
category of mutual fund management All securities companies licensed to undertake securities business in the category of securities brokerage, securities dealing or undertaking of investment units All mutual
business in the category of securities brokerage, securities dealing, securities underwriting or mutual fund management, excluding the financial institution established under other law and licensed to