be approved by the SEC Office upon full compliance with the following criteria: (1) the applicant is the issuer of depositary receipts in accordance with the criteria specified in Division 1 of this
in compliance with Division 3 Treatment of Customer Property and Division 4 Protection of Customer Property of Chapter 2 of the Derivatives Act. Clause 9. In case the derivatives fund manager is the
shall be in compliance with Division 3 Treatment of Customer Property and Division 4 Protection of Customer Property of Chapter 2 of the Derivatives Act. Clause 9. In case the derivatives fund manager is
of Units of Foreign ETF ------------------------- Division 1 Filing of Application for Examination -------------------------- Clause 3 Any person intending to request an examination of characteristics
) Company Secretary Board Secretary Division Tel. 0 2695 9499 Ext. 9335, 9414 Fax. 0 2695 9495 Finance and Accounting Division Tel. 0 2695 9499 Ext. 9421, 9449
______________________ Division 1 Approval Rules ______________________ Clause 16 The applicant for an offer for sale of bonds shall have the following qualifications: (1) the financial statements and the consolidated
. Please be informed accordingly Yours sincerely -signed- (Mr. Chaiwat Kovavisarach) Chief Executive Officer and Managing Director Investor Relations Division Tel: 02-140-8952
encouraging, will also be considered. Please be informed accordingly. Yours truly, - Signature - (Surin Tanticharoenkiat) Company Secretary Board Secretary Division Tel. 0 2695 9499 Ext. 9335 Fax. 0 2695 9495
. Yours truly, - Signature - (Surin Tanticharoenkiat) Company Secretary Board Secretary Division Tel. 0 2695 9499 Ext. 9335 Fax. 0 2695 9493