The Securities and Exchange Commission (SEC), represented by Mr. Thawatchai Pittayasophon, Deputy Secretary-General, joined the Royal Kathin Robe Offering Ceremony of the Ministry of Finance 2024
offering shares or convertible debentures for sale in a private placement in the same manner as the SME case while specifying more measures for investor protection. For example, a business must seek the
investors? investment choices.In addition, the floor conversion price of Basel III tier 2 instruments has been set at 50 per cent of the commercial banks? common stock prices at the offering period. The floor
. Selling agent must comply with specified criteria, for example, selling agent must examine investor?s characteristics before offering for sale of the product to ensure that the offer has been made to
Bangkok, February 11, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that the SEC Board has approved draft regulation on the offering of ASEAN Collective Investment Schemes (ASEAN CIS
Bangkok, December 21, 2011 - The SEC Board agreed in principle to allow offer for sale of foreign Collective Investment Scheme ("CIS") to non-retail investor in Thailand in accordance with the 2010-2012 SEC Strategic Plan and Implementation Plan for ASEAN Capital Markets Integration driven by ASEAN Capital Markets Forum (ACMF).CIS to be offered to non-retail investor shares similar substances with mutual fund under Thai securities law although utilizing different forms of instruments such as sha...