SEC studied regulations in other countries to find proper guidelines for supervision, focusing on standardized services and putting investors first. The matter is still under the discussion with the securities business operators. The proposed guidelines and this public hearing will be presented to securities business operators who plan to apply fintech in the capital markets must comply as follows: (1) Implement a policy on fintech application at board or executives level ; (2) ...
Bangkok, May 18, 2011 ? SEC Secretary-General Thirachai Phuvanatnaranubala said after the Capital Market Supervisory Board's Meeting that the Board resolved to amend the underwriting rules and
Bangkok, May 18, 2011 ? SEC Secretary-General Thirachai Phuvanatnaranubala said after the Capital Market Supervisory Board?s Meeting that the Board resolved to amend the underwriting rules and
Bangkok, August 7, 2013 ? The SEC will organize four rounds of half-day seminars on ?Revised Rules Governing Preparation of Reports under Section 56 and Annual Registration Statement (Form 56-1
Bangkok, April 29, 2016 ? The SEC is seeking public comments on draft rules concerning guidelines for post-offering disclosure of information to be imposed specifically on property funds
Bangkok, May 26, 2016 ? The SEC is seeking public comments on draft rules concerning disclosure of reports of foreign issuers with regard to securities holding and tender offer for business takeover
Bangkok, May 23, 2016 ? The SEC is seeking public comments on draft rules concerning disclosure of reports of foreign issuers with regard to securities holding and tender offer for business takeover
PVD rules by increasing the permissible investment proportion for PVDs in property funds and infrastructure funds, combined with alternative assets such as commodity, from 15 percent to not more than