following cases; (1) Investing in deposit or equivalent instrument for the liquidity of management company; (2) Investing in instruments having the time to maturity less than one year in which management
any of the following cases; (1) Investing in deposit or equivalent instrument for the liquidity of management company; (2) Investing in instruments having the time to maturity less than one year in
company shall invest through proprietary trading when such investment is long term capital more than one year except in any of the following cases; (1) Investing in deposit or equivalent instrument for the
bondholders’ representatives to have paid-up registered capital at a minimum of 25 million baht, comparable to securities companies that maintain clients' assets in custody. Moreover, funding portals who act
which are fixed income funds making daily redemptions and same-day settlements or settlements on the next business day. It is therefore crucial that they maintain adequate liquidity to respond to
has to be maintained to ensure continuity of business operations.To cover potential liability risks arising from professional negligence, asset management companies are required to maintain
. That is, the securities broker failed to Inefficient management and management of liquidity risks. (2) failed to maintain the net capital (“NC”) in accordance with the rules, conditions and procedures
กรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ shall deposit such assets and deposit money to secure payments of related costs at the deposit office according to the law, regulation, and rule on property deposit
data ” means data that are created, sent , received, stored or processed through electronic https://publish.sec.or.th/nrs/3808pe.doc ประกาศคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ shall deposit such