policy(2) Preparing consent forms(3) Selecting and implementing appropriate security safeguards such as access control(4) Producing and managing “Record of Processing Activities (ROP)” that will used to
return any gains from the wrongdoings.* Mr. Thanawat came in to acknowledge the civil sanctions, but did not consent to comply with the punishment terms within the specified time. The SEC has
(JAS), by give a consent Mr. Pete in using his securities trading account to purchase Jasmine Telecom Systems Public Company Limited (JTS) shares by utilizing the inside information about The Q3/2016
borrowing of securities for making a short sale. Such agreement shall include a statement that the client gives consent to the securities company to retain securities purchased in a margin account or cash
the existing Concession Agreements after obtaining the approval from the shareholders’ meeting and after obtaining the consent from the Council of Ministers. 5. On September 30, 2018, the Company has
from: SSK Inter Logistics Company Limited (“SSK”), subsidiary, has returned 10 cement mixer trucks under financial lease agreement to leasing company because the subsidiary wants to restructure
Agreement with Lagardere Travel Retail after entered into the Agreement with Lagardere Travel Retail in 2018. The Company planned to operate its two franchised stores in Phuket and two owned stores in Bangkok
cement mixer trucks under financial lease agreement to leasing company because the subsidiary wants to restructure business by focusing on the expert transportation business, all the cement mixers have
securities borrowing and lending agreement having characteristic and substantial matter as notified by the Office; (3) in the case where there is a transfer of securities between accounts of different
related to SBL business which has been previously set in writing and approved by the board of directors of the business operator; (2) arrange to have in place a securities borrowing and lending agreement