fees are completely paid in full. Clause 19/1 3 A licensee under Paragraph 1(1) (2) or (3) of Clause 5 who has notified and executed the intention to comply with the Notification of the Capital Market

Licenses dated 1 December 2010 shall make the payment according to rules and timeframe prescribed in such Notification until the fees are completely paid in full. Clause 19/13 A licensee under Paragraph 1(1

the duties of fund supervisor correctly and completely; 3. Systems for supervising the custody agent to perform the duties delegated by the registered person, as specified by the Notification of the

the duties of fund supervisor correctly and completely; 53. Systems for supervising the custody agent to perform the duties delegated by the registered person, as specified by the Notification of the

the duties of fund supervisor correctly and completely; 53. Systems for supervising the custody agent to perform the duties delegated by the registered person, as specified by the Notification of the

system ready for keeping assets into its custody; □ (3.8) System to coordinate with the custodian agent to ensure that the applicant is able to perform its duties accurately and completely as a custodian

its custody; □ (3.8) System to coordinate with the custodian agent to ensure that the applicant is able to perform its duties accurately and completely as a custodian; □ (3.9) System to ensure that the

execution. Clause 8. Securities company shall provide evidence and document about securities trade completely and up date, and keep it for at least five years as from the trading date, of which evidence and

document about securities trade completely and up date, and keep it for at least five years as from the trading date, of which evidence and document of the latest two years must be available for the Office’s

Office the ceasing of business operation or the ceasing of transaction execution. Clause 8.9 Securities company shall provide evidence and document about securities trade completely and up date, and keep